投资银行自律组织国际比较

Abstract

阐述了投资银行自律监管的内涵,分析了西方发达国家和我国投资银行自律组织的现状,就强化自律组织的功能提出建议。

This paper described the content of supervise and regulate of investment bank and analyzed the status quo of self-regulating organizations of investment bank both in western developing countries and in China. Some suggestions on enhancing the functions of self-regulating organizations of investment bank in China are put forward.