The Legal Research on the Responsibility of the Sponsor
- 法学院－已发表论文 
保荐人责任是保荐人制度的核心,直接关系到保荐人制度实际效能的发挥。但有关保荐人责任的规定存在一些问题,主要表现在责任定位不准、责任划分不明、责任负担过重。我们必须科学定位保荐人的责任范围,进一步明确和细化保荐人责任,将一些本不该由保荐人承担的责任分离出去,厘清保荐人与相关主体的关系,强化保荐人在证券发行和承销阶段方面的专业努力。The core of the sponsor system lies in the responsibility of the sponsor, which influences the implement of the whole system. But there are some problems on the provisions about the responsibility of the sponsor,namely the sponsors are overburdened, the responsibility of the sponsor is confused with other parties’. We must confirm the extension of the responsibility of the sponsor in the scientific method, ensure what the responsibilities of the sponsor are, and should separate some responsibilities which the sponsor ought not to bear from all the responsibilities of the sponsor. We must deal with the relations between the sponsor and the related main parts, and strengthen the professional serving on the securities issue and the securities recommend.